- Amy Armstrong
Fee Disclosure Builds Client Trust
Recent moves by the federal government to create a uniform fiduciary standard suggest that financial planning professionals who are paid via commission need a ruling in
Growing up on a farm in Iowa taught Doug Mottet the lesson of “sowing and reaping.” He watched each year as seeds were planted in an investment-like fashion toward what
Armed with a Doctor of Jurisprudence degree from the Pace University School of Law, Daley started her career as an attorney working in the financial services industry.
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May 13, 19:48 pm
Fee Disclosure Builds Client Trust
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May 13, 19:32 pm
Career as a fee-only financial advisor grows from a MidWest Farm
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Jan 29, 10:33 am
Building Client Confidence Through Education and Expertise
- Matthew D. Edward
Fiduciary Rule Presents Quandary for Advisors
The Department of Labor has proposed the implementation of a fiduciary rule which would require all financial services professionals, including stock and insurance brokers, to put their clients’
The bold print giveth and the fine print taketh away. It’s a bit of truthful sarcasm often repeated by professionals within the financial services industry when describing the usefulness of those
He thought he had addressed every “what if” scenario that could arise as he started his own firm.
- Steven Selengut
The Fiduciary Rule What's all the Fuss About?
Can I have a show of hands please? How many of you know the difference(s) between "defined benefit" pension plans and 401k, IRA, 403b, and other forms of "defined contribution" plan?
- Advisors Magazine
‘Fiduciary’ vs. ‘Suitability’
Chasing hot stocks and quick returns, great for financial titans, bad for you.
- Advisors Magazine
A Higher Standard
When it comes down to the competitive business of caring for clients’ money, an advisor’s flexibility to choose the right investments, while keeping expenses low, and giving investors great service, one only needs to turn to the rock-solid registered investment advisors who always stand stoic in protecting the clients best interest.
- Hadrian Scott
The Fiduciary Fight?
Most clients assume their advisory is a fiduciary – but they’re wrong. Investors rarely know whether their advisor acts as a fiduciary, and that’s probably because they assume putting clients first
- Hadrian Scott
Some Financial Advisors Say Scrap DOL's Fiduciary Rules
However, a new jersey wealth manager supports fiduciary rules — bucks trend. Six out of ten financial advisors want to scrap the Department of Labor’s new fiduciary ruling, according to
- Advisors Magazine
A Fiduciary Shift
Fee-Based Planning Reduces Conflict and Assures Best Practices for Clients. Too often the financial industry is driven by product sales, which compromises the client’s interests.
- Advisors Magazine
A Steward of Good Faith
Investing with Christian-based Principles. In the debate over mandated fiduciary standards, faith-based advisors like David Nielsen, owner of Nielsen Financial Services, don’t need government
- A.M. Lehner
Don’t Leave Risk to Chance
A Risk Number System Quantifies Date for Each Stage of Life. Managing risk is not new to financial planning, but few advisors can pinpoint risk by using a scientific formula that maximizes
- Advisors Magazine
Put Your Clients First
The commitment to “paying yourself first” is one many financial advisors urge their clients to make. Professionals within the financial services industry have been repeating this mantra for so